Cybersecurity Tops Advisors’ Compliance Worries: Poll
Other big worries cited in the survey were FATCA compliance, advertising and fraud prevention.
Josh Brown: Tapping Social Media’s ‘Stratospheric’ Potential
The Reformed Broker blogger and Ritholtz Wealth Management CEO has a few tips to be "devastatingly effective" on social media.
Financial Confidence Among Military Middle Class Hits Record High
Despite anxiety over sequestration, military families are more confident about their financial security than they have been in some time.
Gen X Says: What Retirement?
Gen Xers began planning for retirement early, but a large majority have plans to still work in some capacity after they retire.
SEC Busts Firms in $79M Immigration Scheme
The SEC charged two firms with illegally brokering more than $79 million of investments from foreigners seeking U.S. residency through the government’s immigrant investor program.
6 Results if Supreme Court Kills Obamacare Subsidies
The Supreme Court is expected to make a ruling on the King v. Burwell case any day now.
Fiduciary Rule Crucial for Protecting Middle Class: DOL Chief
Labor Secretary Perez says DOL is sharpening its thinking on the fiduciary rule thanks to comments; FPA plans to weigh in in "very comprehensive" fashion.
Investors Plan to Boost Alternatives Allocations
Sixty-six percent of institutions and HNWs in an Altegris poll said they planned to allocate more to alternatives in the next six months.
Schwab Unleashes RIA Robo-Beast
Custodian’s institutional robo-advisor offering serves as “entry point” for “GenNow” clients, says Bernie Clark; 4% cash holding still required.
10 Phrases to Avoid When Talking About Alt Investments
Advisors must help clients understand available hedge-fund-like strategies without the jargon, Invesco says.