Hearsay Updates Social Media Apps for Mobile Phones
Meanwhile, Socialware introduces a brand protection tool for financial companies.
FINRA Enforcement: Oppenheimer to Pay $3.75M for Failure to Rein In Broker
Meanwhile, FINRA fined Ameriprise Financial over a rep who hid a customer complaint.
U.S. Retirement Assets Up 6% Year Over Year
Defined contribution plan assets rose 2.1 % in the fourth quarter to $6.8 trillion.
Investors Pile Into Energy ETFs
Investors poured $1.2 billion into energy-related ETFs during the first three weeks of March when oil prices fell 7.2%. Were they smart or foolish?
Ameriprise Agrees to $27.5M 401(k) Settlement
The broker-dealer was accused of charging its employees high fees and using expensive proprietary funds.
10 Best States for Retirement: 2015
Crime, weather and taxes factor into how the states stack up.
Volatility Doesn’t Mean Markets Won’t Move Higher
Big market moves can make investors nervous. But should they? Consultant Alexei Bayer and ThinkAdvisor's Gil Weinreich discuss.
IRI: VA Summary Prospectus Rule From SEC May Finally Be Coming
IRI, the annuity trade group, also sees the DOL's fiduciary plan advancing in early April.
SEC Fines Firm, Unregistered BDs $6 Million
Nine companies and 12 individuals acted as brokers for corporate bond sales without legal registration.
Hedge Fund Inflows Resume After Year-End Redemption Crunch
Multi-strategy funds and managed futures strategies are the darlings of investors, according to eVestment.