Why Donald Trump Has David Kotok Worried About the Global Economy
The investment manager cashed out of many stocks following Trump's election.
SEC Halts Senior Assisted Living Muni Scam
A South Carolina businessman was charged in fraudulent bond offerings for senior care facilities in Georgia and Alabama.
DOL Posts Indexed Annuity Fiduciary Rule Exemption Draft
To get supervisory responsibility, a marketing organization might need $1.5 billion in annual sales.
Sen. Warren Questions Firms on Their DOL Fiduciary Prep Ahead of Possible Delay
Meanwhile, a Consumer Federation of America report scrutinizes how brokerages and insurers market their salespeople as "advisors" while fighting the rule.
Free College Tuition Plans Sprout in States as Feds Could Cut Aid
Get ready for potential changes in the college funding arena at the federal and state level, some good and some bad for borrowers.
House Bill Would Let Students Pay Off Loans With 529 Plans
The legislation also would encourage companies to help employees save for college or for disability care via tax incentives.
DOL Quickly Releases Another Batch of Fiduciary FAQs
The new guidance for advisors includes some “pleasant surprises” and one “disappointment,” lawyer Fred Reish says.
A Siri for Your Finances? Digit Says Trust Me
The fintech startup is working on algorithms to help users save money as painlessly as possible.
DOL Releases Fiduciary Rule FAQ for Investors, Workers
EBSA’s Phyllis Borzi says the second batch of FAQs are “meant especially for workers and retirement investors.”
10 Risks and Costs of ETF Investing
Investors, particularly those relying solely on ETFs, should be aware of these risks and how to manage them.