3 DOL Fiduciary Compliance Challenges Advisors Face
An Aite Group survey of advisors asks how difficult they think various tasks will be under the fiduciary rule.
Federal Student Loan Rates Rising for the First Time in 3 Years
Rates are rising 0.69% for undergraduate, graduate and Parent Plus and Graduate Plus loans.
Here Are the Wealth Managers With the Best SEO Rankings
Hearsay and Moz gathered data based on the use of phrases like “financial advisor,” “financial planning” and “wealth management” and tracked the results.
Gundlach: Machines Won’t Push Humans Out of Finance
The billionaire DoubleLine founder was interviewed at a Fixed Income Analysts Society event, where he and Dana Emery of Dodge & Cox were honorees.
NASAA Mulls Model Cybersecurity Rule for Investment Advisors
NASAA is also developing cyber guidance and a checklist for small advisory firms to assess their cyber preparedness.
Financial Advisor Performance Data Is Biased, Many Investors Say
Some investors compare advisor reports to a school report card written by the student, Phoenix Marketing says.
SEC Charges Immigration Attorney With Defrauding EB-5 Investors: Enforcement
In other actions, a court orders insider trading defendant Believe Lin to pay nearly $7.3 million after finding him in contempt.
SEC to Help Investors With Background Checks; Clayton Eying Choice Act Progress
A Choice Act provision giving new rights to defendants in SEC actions is expected to be popular.
3 Reasons Why Advisors Must Address Political Anxiety With Clients
A Hartford Funds survey finds that most advisors agree client anxiety led to poor investment decisions last year.
Victor Fetter Is Out at LPL; Former AmEx, eBay Exec Is In
The IBD taps Scott Seese for the CIO post in a move that one recruiter calls "a big deal."