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Earn CE credits, track progress, and meet your goals.

Resource Attract More Clients and Exceed Expectations

Learn how to build a better business and create loyal clients and advocates from the start.

Resource Instant Access White Paper: Six Ways to Grow AUM with Financial Services Cloud

Don't allow high-value prospects to leave you for more connected, more digitally-capable, advisors. Download this white paper and learn six distinctive strategies you can implement immediately.

Resource 5 Drivers to Growth Using LinkedIn

Learn how the power of a thriving online professional network is increasingly central to advisor success. Build your network, generate leads, and grow your practice.

Resource 6 Keys to Finding the Right Firm

Finding the right firm is critical to performing for your clients and your practice. Learn how your value builds client relationships - and your practice.

Resource See how the Risk Number can grow your business

Learn how to increase your practice’s efficiency, revenue productivity and trust from your clients by starting the conversation with risk, not returns.

Resource A Roadmap to the DOL's Final Fiduciary Rule

See how advisors are turning industry challenges into opportunities

Resource Build a Disruption-proof Practice

Guard your practice against advisory industry disruption. Industry disruptions and a tempestuous market make it even more challenging to stay profitable.

Resource Tsunami Wave Called the DOL Rule Washes Across Industry

In April 2016 the DOL’s long-awaited Conflict of Interest Rule rolled out leaving a mountain of questions about the future of retirement advice. This Legislative Intelligence update from IMCA summarizes the recent DOL rule and how it will affect those who provide financial advice.

Resource Grow your Practice: 3 Ways to Show Clients Your Value

Help your clients with the three big concerns they have on their mind to solidify your value. Discover important new insights on how to build relationships-and grow your practice in the process.

Resource The DOL’s Game-changing Fiduciary Rule: What Should You Do?

You’re not alone facing the changes—the effects are wide ranging across the financial sector, from product manufacturers and wealth management firms to individual financial advisors and even investors.

Resource Global Opportunities: What Investors Need to Know

Changing economies create an expanding opportunity set abroad, but many clients still fear volatility. See where the experts are pinpointing global opportunities, and help clients turn volatility into value.

Resource Complimentary White Paper: Is Your Marketing Plan Adrift at Sea?

Reviewing this paper and incorporating the steps included into your 2016 marketing plan will enable you to be effective and take advantage of the huge swells soon to come.

Event NAPFA 2016 Fall Conference

October 11, 2016- October 14, 2016 | Hyatt Regency Crystal City, Arlington, VA

Professional Library Regulatory Oversight of Investment Advisors

From The Investment Advisor’s Guide to Compliance

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Professional Library Advertising Advisor Services and Credentials

From The Investment Advisor’s Guide to Compliance

Professional Library Agency and Principal Transactions

From The Investment Advisor’s Guide to Compliance

Professional Library Anti-Fraud Provisions of the Investment Advisers Act

From The Investment Advisor’s Guide to Compliance

Professional Library Best Practices for Working with Senior Investors

From The Investment Advisor’s Guide to Compliance

CE July 2016 CFP CE Test

Earn 1 hour of pre-approved CE credit.

CE June 2016 CFP CE Test

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CE May 2016 CFP CE Test

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CE April 2016 CFP CE Test

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CE March 2016 CFP CE Test

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CE February 2016 CFP CE Test

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CE January 2016 CFP CE Test

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CE December 2015 CFP CE Test

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CE November 2015 CFP CE Test

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CE October 2015 CFP CE Test

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CE September 2015 CFP CE Test

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Professional Library

Books and Records Rule

From The Investment Advisor’s Guide to Compliance

CE

August 2015 CFP CE Test

Earn 1 hour of pre-approved CE credit.

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