Trump Issues Dodd-Frank Executive Order
It directs Treasury Secretary Mnuchin to review Orderly Liquidation Authority, Financial Stability Oversight Council
Advisors Can Now Earn Medicare CFP Board CE Credits
Medicare Interactive Pro now offers two online Medicare courses approved by CFP Board
SEC Actions Against BDs Jump 20%: Cornerstone Research
First half of FY 2017 sees increase, as SEC continues to file vast majority of its actions as administrative proceedings rather than civil actions.
FINRA Senior Helpline Marks Anniversary With $4.3M in Reimbursements
Since helpline launched two years ago, FINRA staff have referred nearly 650 matters to state, federal and foreign regulators.
Financial Choice Act Hearing Date Is Set
“Republicans are eager to work with the President to end and replace the Dodd-Frank mistake,” House Financial Services Chair Hensarling said.
Ric Edelman Unveils Novel Social Security Supplement Plan
Edelman’s plan asks the government to set aside a small one-time sum for each child born in the U.S. in a trust fund.
Even Fiduciary Champions Push DOL to Change Rule
Comments from fiduciary rule supporters, like the Investment Adviser Association and Vanguard, urged the Labor Department for revisions.
Government Shutdown Could Roil Markets, Tax Cuts Still Doable: Friedman
Republicans will cut taxes this year to avoid embarrassment, but full-scale reform is uncertain, says Washington Update's Andy Friedman.
Jailed Advisor Barred for Interstate Email Scam
An advisor led clients to believe he had purchased various investments for them by sending them fraudulent Morningstar client summaries.
Trump Nullifies Muni-Run IRA Plans
President Donald Trump on Thursday undid the Department of Labor’s Obama-era rule intended to help states develop payroll deduction IRA plans.