Top Portfolio Products: New Bond, Macro and Real Estate Funds
The new fund sponsors are American Funds, Franklin Templeton with K2 and CAPFUNDR with Hamilton Real Estate Capital.
FINRA Enforcement: Barclays Fined $1.3 Million on OATS Failures
Meanwhile, BD Purshe Kaplan Sterling was fined for failing to supervise reps' outside business activities.
Recruiting Roundup: Big Groups Move to Focus, Kestra & Raymond James
The shifts come as the teams end affiliations with Wells Fargo, Transamerica, LPL Financial and Cetera Investment Services.
Top Portfolio Products: Additions and Subtractions for Direxion ETFs
Direxion announced two new ETFs plus splits for five ETFs that rallied sharply and reverse splits for four that suffered large losses.
SEC Enforcement: Fake Brokers Charged With Taking $5M From Clients, Going to Prada
In another action, two former brokers were charged with taking client money and hiding their disciplinary histories.
Top 10 Least Stressed Cities in America
Pack up and head to these cities if you want a life of less worry and stress, according to WalletHub.
Recruiting Roundup: Raymond James Adds $7B Retirement Plan Team
Next Retirement Solutions has moved from Wells Fargo to Raymond James' indie unit; meanwhile, Wells Fargo has added 7 indie advisors.
Top 10 cities for best return on salary
You may be surprised to learn which state boasts multiple top cities for cost of living and high salaries.
Top Portfolio Products: ARK Launches 3D Printing ETF
The PRNT ETF tracks the Total 3D-Printing Index, which includes 40 stocks in 3D printing and related businesses such as computer-aided design.
Financial Stress Has Toxic Effects on Employees
One financial factor is key in determining an employee’s financial stress level, finds a study by Financial Finesse.