Recruiting Roundup: LPL Affiliated Reps Jump to Focus Financial, Form $600M RIA
Meanwhile, the Harvest Group breaks away from UBS with about $300 million in assets; more
Top Portfolio Products: Actively Managed ETFs From TrimTabs, AdvisorShares, ProShares
The new ETFs target stocks with strong cash flow and high dividends, Korean equities, oil futures and a socially responsible money market equivalent.
SEC Enforcement: Merrill Lynch Fined for Mini-Flash Crashes
Also, Weatherford International, an oil services company, was fined for sneaky accounting practices.
Recruiting Roundup: Wells Fargo, Merrill Nab Morgan Stanley Reps
Meanwhile Deutsche Bank Wealth Management and MV Financial share news on their latest hires.
10 best medium-size cities for seniors
Life in these 10 medium-size cities is both enjoyable and practical for retirees.
Top Portfolio Products: First Trust, Amplify and Van Eck Introduce ETFs
New ETFs include sector and dividend-paying stock funds as well as municipal bond funds.
SEC Enforcement: Marijuana Container Company Busted in Stock Scheme
Also, Florida man charged with fraud for scheme to register and sell stock in blank check companies disguised as promising startups.
10 Best Paying Cities for Women
Pay rates vary from one region to another within the U.S.; in some places, the pay gap between men and women varies substantially, too.
Recruiting Roundup: Raymond James Nabs Two Morgan Stanley Teams
Two hybrid RIAs announce merger plans, as US Trust, Merrill, Ameriprise and other firms share their latest recruiting news.
8 financial mistakes couples make that could derail retirement
Reaching the peak of financial success as a retired couple requires avoiding making these eight mistakes now.