4 Things for Fiduciaries to Consider With IRA Rollovers
New Pershing white paper tackles complicated proposed actions by DOL, SEC on the question of fiduciary duty.
Carson Institutional Alliance Adds Almost $1.4 Billion in First Year
Carson describes CIA as “a network of client-centered, growth-minded, solutions-focused advisor partners committed to delivering trust, transparency and accountability."
Scandal Scarred 10 Years On: Fund Directors Update Best-Practices Report
The report includes updated insight into fund governance and the advisory contract renewal process.
Equities See Largest Inflow Since 2000
Meanwhile, bond funds posted redemptions for the fifth consecutive month.
How to Cheat Widows and Orphans
The audience sat in rapt silence as Jessica recounted her plight for a client panel at a recent event in Florida.
Grace Under Pressure
“There’s no SRI going on here at all,” George Schwartz, CFA and president of Schwartz Investment Counsel, bluntly stated at the outset of the interview. “We do MRI.”
TDAI’s Kate Healy: Shortages of Women, Next-Gen Advisors Intertwined
Solving one shortage could potentially help solve the other, she says.
McPlanning? How Franchising Works in the Advisory Space
Briggs Matsko looks to replicate the success of Retirement Security Centers in other markets.
aRIA Reveals Path to Elite RIA Status for Savant and Beacon Pointe
John Furey's advisor think tank takes its first "behind the curtain" look at its advisory firm members’ success.
Succession Planning by the (Hard) Numbers
“The multiples when it comes to the value of a firm can be as high as 10 times” — but only if everything is in order, Nexus' Tim Welsh said.