FolioDynamix Builds on Its Stealthy Success
Call it the largest company you’ve never heard of, even though it goes head-to-head with Envestnet and other large industry mainstays.
Docupace Leads Effort to Increase Industry STP
The firm's straight-through processing network initiative seeks to drive adoption by getting financial services firms to commit
Riskalyze’s Klein: ‘We Can’t Out-Robo the Robo-Advisors’
Riskalyze CEO Aaron Klein discusses what he says is a better way for advisors to stay competitive.
What the ‘New Era of Digital Wealth’ Means for Advisors
The threat that robo-advisors pose to traditional advisors has been discussed to death, but what about the opportunities?
Scared Straight: Simple Cybersecurity Measures to Protect Your Firm
Appropriate security processes at the enterprise level are not as ubiquitous as one might think. Here’s why that’s a problem.
6 Areas of Regulatory Focus From a Former FINRA Exec
What do “Birdman” and broker-dealers have in common?
Time Keeps on Slippin’
We fear the future and don’t like change.
Morningstar: City Pensions in Good Shape, Sort Of
A report finds that while some cities are adequately managing their pension liabilities, many “are coming under duress.”
Forbes Article Misrepresents BDC Fees, Performance: Franklin Square
Franklin Square CEO Michael Forman responds to the Forbes article on his controversial, nontraded business development companies.
SEC: Don’t Use ‘Protected’ or ‘Guaranteed’ in Fund Names
The regulatory body is heightening its scrutiny of funds that include the terms.