Ron Carson Jumping to Cetera From LPL
The potential switch could affect more than $6.5 billion in assets on its RIA platform and other operations.
Capital One to End Commissions in Advised IRAs
The brokerage firm, which has roughly $25 billion of assets, makes the move in response to the DOL fiduciary rule.
LPL Welcomes Back $245M Team, 6 Advisors
Meanwhile, Korean-American bank in Los Angeles affiliates with Cetera BD.
Gundlach: Post-Election Markets ‘Confused’; Avoid ‘FANG’ Stocks
The DoubleLine CEO says higher rates and inflation are coming, but Trump has “no magic wand” for economic fixes.
Wells Fargo-SigFig to Roll Out Robo-Advisor in ’17
The wirehouse is the second large employee-advisor firm to go this route in its use of digital products and services.
BD Charged With Fleecing Seniors With Unsuitable Products, High-Pressure Contests
In one case, a woman dying of cancer in Massachusetts was pressured to buy a variable annuity.
Advisor Group Says Price ‘Is Right’ for CEO Slot
The IBD firm, which has some 5,000 reps, taps a former wirehouse and tech executive for the position.
LPL Hosting First Stand-Alone Event for Female Advisors
The conference is bringing together 100 registered reps and others to focus on leadership, wellness and more.
LPL Adds $650M RIA, 18 Reps From Voya
Also, Raymond James says it recruited a $300 million team from Merrill Lynch in New York.
Gundlach Said Trump Would Win—but How’d He Know?
The DoubleLine CEO, still bearish on bonds, says the Republican represented change for many voters.