Merrill’s Big Tech Push to Reshape Client Interaction
Digital wealth chief Kabir Sethi tells Research on Wealth how Merrill plans to reshape the way clients and advisors interact with the firm through technology.
Advisors Giving Back: Raymond James Branch Manager Daniel Jones
How one professional went from tragedy to newfound success in the business and beyond.
FPA Partners With TD Ameritrade to Boost CFP Content
The new educational materials will be showcased Oct. 1-4 at the 2017 FPA Annual Conference in Nashville.
Raymond James Taps New Exec in Indiana
Patrick O’Donovan has led branches and other operations for Smith Barney, Morgan Stanley and other financial firms for the past 32 years.
Kovack Securities Inks Outsourcing Deal to Add 35 Reps
The strategic alliance could boost the IBD’s assets to more than $10 billion.
Raymond James Adds $170M Morgan Stanley Duo, Shares Financial Update
The firm boosted assets, fees and commissions in August and in September had "elevated expenses" tied to Hurricane Irma.
5 Big IBD Deals Dwarf RIA Mergers in 2017
Five large IBDs “are helping to shape the IBD channel into a concentration of a small number of large firms,” Fidelity reports.
RBC Adds $350M Merrill Team, $125M Morgan Stanley FA: Recruiting Roundup
Meanwhile, wirehouse reps depart for Baird, Ameriprise and Arkadios Capital; Royal Alliance and CAPTRUST attract large groups.
Regulators Charge SII With ‘Unethical’ Conduct Tied to REIT Sales
Advisors' commissions on the sales topped $278,000, according to Massachusetts securities regulator William Galvin.
Carson Group Renames 2 Business Units
Its institutional business has grown assets under advisement to about $8.6 billion in the past three years.