Raymond James' Experienced Empathizer
Veteran employee advisor Shelly Church relies on her professional and personal experience to guide clients, meet their financial-planning needs and support her community.
Delivering on Digital at Morgan Stanley
Wealth management executives Naureen Hassan and Chris Randazzo discuss the firm's "mobile-first" approach and more.
Advisor Business Growth Faltering: McKinsey Report
McKinsey/PriceMetrix finds that financial advisors are not adding clients at the rate they should be.
Best & Worst BDs for Advisors: J.D. Power — 2017
Satisfaction among employee and independent advisors is down, and that means lots of reps could be on the move, the research finds.
$3.5B UBS Group Jumps to Raymond James in Hawaii: Recruiting Roundup
Meanwhile, Ameriprise adds three Morgan Stanley reps; ACG Wealth taps a Fidelity exec to help grow the $1.8 billion RIA.
Ex-NBA Star Tim Duncan’s Former Advisor Sentenced to Prison
Charles Banks also must pay retired San Antonio Spurs forward millions in restitution.
LPL Schools Hybrid RIAs on Rollovers
The IBD just clarified its “education-only” policy tied to advisory accounts.
Vote for Broker-Dealers of the Year: 2017
Advisors, time's running out to let your voice be heard by the July 7 deadline.
FSI Taps New Board Members, Leadership for 2018
Dean Harman, CEO of Harman Wealth Management, will be the second financial advisor to chair the group of indie reps and broker-dealers.
$2.5M Wells Fargo Team Goes Indie With Raymond James
The group has $500 million in assets; it includes twin brothers, Scott and Gregg Powers, who have worked together since 1992.