Sen. Warren Wants to Know What Role Goldman Played in Trump Exec Orders
With Goldman stock up almost 20% in the past three months, Democratic senators say the new president is "good for Wall Street but bad for Americans."
LPL CEO Says No Way on Pure RIA
The IBD discusses strategy and the impact of recent high-profile departures during its Q4 earnings call.
Morgan Stanley Grabs $4.6M Merrill Team
The recruiting news comes as the rival wirehouses take divergent paths with their post-fiduciary rule strategies.
HighTower Nabs $1B Breakaway Duo in New York: Recruiting Roundup
Meanwhile, RBC adds a pair from Merrill Lynch in Minneapolis with $1 million in yearly fees and commissions.
What's Keeping Advisors Up at Night?
Fidelity surveys point to regulatory issues; the firm offers tips on how to manage as DOL stays in the headlines.
Merrill Edge Launches Robo-Advisor With a Twist
Portfolios will be based on ETFs made by Vanguard and others; Bank of America also introduces automated branches.
4 Alternative Funds Win Medalist Rating: Morningstar
The research firm says these Bronze funds have “specialized expertise” guiding their powerful strategies.
Which Ads Won the Super Bowl?
TD Ameritrade tracks positive tweets to see which publicly traded companies are getting the right buzz during the football game.
PE Firm to Buy Financial Compliance Outsourcer
Lovell Minnick, an owner of Lincoln Investment Planning, is set to acquire Foreside Financial Group, which works with BDs and IAs.
What the Biggest BDs Are Saying About Trump's Fiduciary Order
Wirehouses and other large broker-dealers seem cautiously optimistic on what President Trump will do next with the fiduciary rule.