Raymond James Posts Record Revenues for Q2, but Profits Slip
Total number of advisors in the Private Client Group reached record 6,384, but assets grew faster than headcount.
Honoring SMA Managers Who Shine in Rainy and Sunny Times
Finalists for the 11th annual SMA Managers of the Year awards are listed here; winners will be announced at Envestnet Advisor Summit in May.
Herbers, Luke Rebrand as Kaleido
Following 2014 merger, the company will put "all practice management help under one roof" for advisors.
3 Things Top-Performing RIA Firms Do: Fidelity
A Fidelity study finds three marketing-related factors that top-performing RIA firms have in common.
Chairman-Elect Joe Votava Resigns From CFP Board of Directors
Current Chairman Richard Rojeck to assume duties; new chairman to be elected in June to replace Votava.
SEC Panel: 2 Big Problems With Advisor Background Checks
Investors don’t check advisor and rep backgrounds, and the data itself can be problematic.
Technology and Wealth: The New Wealth Manager
When Charles Schwab introduced the retail version of its robo-advice offering in early March, Executive Vice President Naureen Hassan said the company had received 28,000 inquiries on the offering, Schwab Intelligent Portfolios, since it was announced last fall.
Getting New Clients: The New Wealth Manager
There are tried and true ways to get new clients, but will that change in the new wealth management landscape?
“The fault, dear Brutus, is not in our stars, but in ourselves.”
The Changing Face of Wealth Management
Wealth management now and in the future will be as different as the makeup of the (changing) wealthy. It will also be very similar.