3 Female Portfolio Managers Share Their Investing Picks
This is the Raymond James Women’s Symposium’s first portfolio management panel in its 23-year history.
Change Finance Launches Impact Investing ETF: Portfolio Products
ImpactUs Marketplace adds two new issuers, and Northern Trust launches a new ESG fund.
SEC Charges 3 in Caffeinated Snack Scam: Enforcement
In another action, the SEC charged an attorney with participating in a Ponzi scheme.
Largest Women’s Symposium Ever, Yet Percentage of Women Hasn’t Budged
Michelle Lynch described the process of getting more women into the industry as “organic and slow.”
New York Life Adds Student Loan Repayment Program for Employees
The repayment program will offer up to $10,200 over five years for eligible employees, as well as student loan advice and online planning tools.
Trust Company of America Partners With Fi360
The integration gives TCA's 7,000-plus advisors tools for investment policy statement creation, watchlist management and FINRA-reviewed reports.
Where Investment Firms Are Heading With Tech in Next 5 Years: Roubini ThoughtLab
The report finds a clear correlation between investing in technology and generating higher revenue from digital channels.
VanEck Launches Long/Flat Equity Allocation ETF: Portfolio Products
Direxion changes the index for a small-cap ETF, and Lazard launches a new equity franchise fund.
Indie BD Reps Most Likely to Outsource Model Portfolios: Cerulli
Advisors making their own investment decisions increases potential liability for broker-dealers under the DOL fiduciary rule.
Advisor Charged in Multimillion-Dollar Options Trading Scheme: Enforcement
The SEC also obtained a $58 million judgment against the perpetrator of international pump-and-dump scheme involving Marley Coffee.