6 Things That Worry Greg Valliere
At Schwab Impact, Horizon Investments' chief global strategist offered up his observations about what's worrisome in Washington.
Mortgage Lender Charged With Illegal Securities Offering: Enforcement
In other enforcement actions, a fake EDGAR filer pleads guilty to securities fraud charges.
Morningstar Unveils Cloud Platform Integrating Client Data and Research
The new software, announced at Schwab Impact, has been in beta for the past few months and will be rolled out in the first quarter.
Passive Investing a ‘Great Way to Free Up Time’: Schwab’s Clark
Most indie advisors see the rise of passive investing as an opportunity, not a threat, according to a Schwab survey.
CFP Board to Seek More Comments on Conduct Standards
The CFP Board made "meaningful changes" after the first round of comments, Chairman Blaine Aikin said.
Undergrad Financial Planning Programs Expect to Grow: TD Ameritrade
For the first survey of its kind, TD Ameritrade reached out to the 105 four-year colleges and universities in the U.S. with financial planning programs.
Jackson Enters Private Wealth and Trust Market: Portfolio Products
Millennium Trust and Paychex team up on a new Simple IRA offering for small businesses.
SEC Busts ‘Frack Master’ Again, This Time in Real Estate Scheme: Enforcement
In other enforcement actions, the CFTC fined Morgan Stanley $350,000.
XY Planning Founders Launch Compliant Payment Processing for Advisors
Michael Kitces and Alan Moore want to help fee-for-service advisors say goodbye to paper checks with AdvicePay.
5 Advisor Marketing Mistakes to Avoid
Learn from these mistakes and improve your marketing tactics, advisor consultant Mike Byrnes says.