How to communicate compliantly with social media
Advisors have many questions about social media, how it’s regulated and whether they even need it.
Cost Basis Reporting: The Gift That Keeps on Giving
Cost basis reporting continues its march to full implementation.
How to Communicate Compliantly With Social Media
Social media can be a complicated subject, especially considering the variety of ways advisors can adopt and leverage the channel.
What the USS Ronald Reagan Taught Me About Business
This summer, I spent three days aboard the USS Ronald Reagan, which is a Nimitz-class nuclear-powered supercarrier.
Advisors Can't Ignore Mobile Tech
Mobile devices aren't just communication tools; they’re lifestyle tools.
Robo-Advisors: What You Can Learn From Their Technology
To begin, robo-advisors generally excel in their overall website experience, especially as it relates to describing their offering to prospects, and there's more to learn.
Technology and Your Compliance Obligations
Most advisors do not enjoy the regulations involved with running their firm, but properly leveraging technology can make compliance a little easier.
Are You Happy With Your IT Support?
Whether you do IT support in house or outsource it, there are best practices that you should follow and common pitfalls to avoid.
What Role Does Technology Play In Your Succession Plan?
Succession planning: Without a doubt, this is one of the most important topics for our profession.
How Data Security Is Like Personal Hygiene
How much time do you spend thinking about data security? Probably not enough, given the cyber-centered world we live in.