Chris Stanley

Chris Stanley

General Counsel

Loring Ward Holdings Inc.

Chris is the General Counsel for Loring Ward Holdings Inc. and its investment advisory and broker-dealer subsidiaries, as well as its affiliated mutual fund company. In this role he provides legal advice and counseling related to federal and state securities laws, SEC and FINRA rules, investment management compliance, corporate governance, risk management, transition and succession planning, and general corporate legal matters.

Chris is an attorney admitted to the State Bar of California and the District of Columbia. He also has passed the FINRA Series 7 General Securities Representative and Series 24 General Securities Principal examinations, as well as the NASAA Series 66 examination. He received both a Juris Doctor and Masters of Business Administration from Santa Clara University, and a Bachelor of the Arts from Boston College.

Chris can be reached through his personal website http://beachstreetlegal.com, on Twitter @BeachStreetEsq, or through LinkedIn at https://www.linkedin.com/in/cdstanley.