Investment Advisor July 2013


Web Extras




  • Perfecting Your Tech Image

    Here are some areas to think about that can influence how your firm measures up with clients and prospects when it comes to technology.

  • Do You Need to File Form PF?

    Last year, the SEC created some confusion when it required advisors who manage private funds to periodically file Form PF. Herewith, we dispel that confusion.

  • Closing the Window on LTCI

    The chat about long-term care insurance that many advisors have with their clients—and that many more avoid—has been growing more difficult as low interest rates and other market pressures take their toll on available coverage.

Sidebar Stories

  • Incompatibility Is Standard

    “It is critical the [fiduciary] standards of conduct put out by the SEC and DOL applicable to investment professionals be compatible,” Bill Lowe, president of Sammons Retirement Solutions, told the SEC in his June 4 comment letter.