2016 Broker-Dealers of the Year: Eric Schwartz on Independence

Provided by ThinkAdvisor

The winner in Division IV shares the benefits of having big-firm resources with a small-firm feel

(Video by Mimi Productions. Portrait by Tom McKenzie.)

Cambridge can bring together the relationships of a small firm and the resources of a large firm thanks to its private ownership and entrepreneurial mindset, according to Eric Schwartz. At the 2016 Broker-Dealer of the Year roundtable, he sat down with IA's Jamie Green to share Cambridge's approach to the Department of Labor's fiduciary rule and how to stay ahead of future regulations. 

Click here for more coverage on the winners of the 2016 Broker-Dealers of the Year