In the wake of the 2008 financial crisis, the SEC has filed civil cases against 81 firms and individuals, and it has negotiated almost $2 billion in settlements. And yet, there have been no actual prosecutions of Wall Street executives. Why? Assistant Attorney General Lanny Breuer told CBS that the Justice Department was persuing every case that they think they can realistically defend. “I get it. I find the excessive risk taking to be offensive,” said Breuer. “I may personally share the same frustration that American people all over the country are feeling, that in and of itself doesn’t mean we bring a criminal case.”
A survey of advisors nationwide reveals how the use of ETFs is expanding and what factors are likely to further support this trend.
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What your female clients need to know about long-term care.
How to use digital marketing to increase appointments.
Nov 02, 2017
Join this conversation as a panel of experts provides tips and best practices to optimize your tech resources for business growth.
Oct 25, 2017
Join this complimentary webcast to discover how to leave the impression that employee benefits is stodgy and sluggish in the past.
Sep 28, 2017
Women face unique retirement challenges. We can give you key considerations and strategies to help you optimize your female clients’ Social Security. In this webcast, you’ll...