While the obvious "big challenge" the agency faces is implementing the scads of changes set out in the reform bill, the SEC is already busy setting up new offices at the securities regulator to police the market. The SEC announced on July 16 that the SEC will create three new specialized units within the agency's Division of Corporation Finance--the division that reviews public company filings--to focus on large financial institutions, asset-backed securities and other structured products, and securities offering trends.
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A survey of advisors nationwide reveals how the use of ETFs is expanding and what factors are likely to further support this trend.
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Many of the old stereotypes of emerging markets no longer fit.
New advisor survey results spotlight disconnects.
Looking at securities through the lens of factors
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Nov 02, 2017
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