From the June 2010 issue of Investment Advisor • Subscribe!

June 1, 2010

About the Firm

Harbor Lights Financial Group

2424 Route 34

Manasquan, New Jersey 08736

Phone: 732-528-4333

E-mail: info@hlfg.com

Web site: www.hlfg.com

Number of clients: 650 households

AUM: $252 million

Compensation: Fees and commission

Number of advisors in firm: 3

Number of employees: 12

Broker/dealer: LPL Financial

Other affiliations: Minority ownership in Harbor Lights Risk Management

Principals:

Rob Tendler

Education: BA in Accounting, Rutgers University

Professional designations: CFP, CLU

Doug Lockwood

Education: BA in Economics, East Stroudsburg University

Professional designations: CFP

Ken Roberts

Education: Degrees in engineering and marketing

Professional designations: CFP, CLU

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