Financial firms shed 11,000 workers in April 2007, reports www.BrokerHunter.com. This job trimming occurred mostly in commercial banking and real estate. The securities industry did lose 1,200 jobs, erasing most of the gains from February and March and bringing the field back to a modest gain of just over 3,000 jobs or 0.3 percent for the year.
Access complimentary resources from Cambridge Investments to help navigate the fiduciary rule changes.
If you’re thinking of changing broker-dealers, you owe it to yourself to read this article that covers all major aspects of the transition process.
This White Paper outlines the immediate actions firms can take to correct outdated and costly supervision procedures.
Sep 27, 2016
Some broker-dealers have already decided to exit certain lines of business and are sizing up how the rule will impact their IT and compliance budgets....
Sep 20, 2016
This webcast will review the key aspects of the amendments and the steps that funds and intermediaries can take in order to comply with the...
Sep 13, 2016
Nationwide is providing a deeper look into the rule’s implications and a discussion of decisions firms will need to make in order to comply.