The Securities and Exchange Commission announced July 10 the agenda for its premiere Seniors Summit on July 17 at SEC headquarters in Washington, D.C. The Commission also said it will release at the Summit an NASD Investor Education Foundation study on why the elderly are victimized by fraud. Among those testifying at the summit will be Patricia Struck, the president of NASAA, the state securities regulators assocation; NASD Vice Chairman Mary Schapiro; Linda Thomsen and Lori Richards of the SEC; and officials from the AARP and academia. A live audio and video Webcast of the Summit will be available at www.sec.gov.
ThinkAdvisor's TechCenter is an educational resource designed to give you a competitive edge by keeping you abreast of new tech innovations and need-to-know information that can be applied to your business.
STP can be described as electronically capturing and processing transactions in one pass, from the point of first 'deal' to final settlement.
This complimentary report discusses those powerful benefits in detail along with a wide range of planning applications.
By creating an informed, well-thought-out business plan, you can navigate today’s challenges and set a course toward growth.
Mar 21, 2017
Americans are living longer and healthier lives, and these added years can create new challenges for retirement income planning.
Feb 07, 2017
The DOL fiduciary rule is quickly approaching the first compliance date, effective April 10th, with full implementation starting January 1, 2018. Is your business on...
Jan 31, 2017
For many, the New Year means new technology being implemented at the practice. One of the biggest challenges facing advisory firms today is getting the...