The Securities and Exchange Commission announced July 10 the agenda for its premiere Seniors Summit on July 17 at SEC headquarters in Washington, D.C. The Commission also said it will release at the Summit an NASD Investor Education Foundation study on why the elderly are victimized by fraud. Among those testifying at the summit will be Patricia Struck, the president of NASAA, the state securities regulators assocation; NASD Vice Chairman Mary Schapiro; Linda Thomsen and Lori Richards of the SEC; and officials from the AARP and academia. A live audio and video Webcast of the Summit will be available at www.sec.gov.
These articles from the Investments & Wealth Monitor focus on what's ahead for the new normal, investment management in the new normal, and a forward-looking...
To learn how succession planning can help increase your practice value, download LPL's white paper, "Protect & Unlock Your Value through Succession Planning".
The College for Financial Planning is the leading provider of financial education with more than 135,000 graduates and 40+ years of experience educating the nation's...
Aug 27, 2015
Hear from industry experts regarding the best ways to incorporate Social Security benefits into overall retirement planning. Learn about early withdrawal penalties and what is...
Jul 09, 2015
In this session we’ll discuss whether or not factor investing is truly active management, and how to define and test whether a factor exists.
Jun 30, 2015
Join ThinkAdvisor & Wells Fargo in this webcast to learn a dynamic four criteria approach and how to gain portfolio flexibility.