"Over 82% looked at their B/D as a 'business partner' versus 15% who considered the B/D a 'necessary evil'...Reps overwhelmingly rated 'due diligence' and 'back office support' as the most important services they seek from B/Ds--decisively beating marketing support, product list, training, clearing services, compliance, and even payout...The highest grades were given for compliance, timely commission payment and the quality of management...[the lowest for] marketing support and training. Indeed, 15% of respondents gave failing grades to the level of marketing support provideed by B/Ds--25% graded training support as substandard." (Ed. note: A look at the results of this year's poll and profiles of the 2005 B/Ds of the Year honors can be found beginning on page 64.)
This whitepaper, written by Phil Blancato, President and CEO of Ladenburg Thalmann Asset Management, provides in-depth analysis on the use of leading economic indicators in...
Why do we make decisions that aren’t always in our own best interest? This group of articles from the Investments & Wealth Monitor takes a...
This collection of articles from IMCA's Investments & Wealth Monitor focus on retirement planning.
Jul 09, 2015
In this session we’ll discuss whether or not factor investing is truly active management, and how to define and test whether a factor exists.
Jun 30, 2015
Join ThinkAdvisor & Wells Fargo in this webcast to learn a dynamic four criteria approach and how to gain portfolio flexibility.
Jun 09, 2015
Join ThinkAdvisor for this live, interactive webcast and hear from the winners of the 2015 SMA Mangers of the Year on impact investing strategies and...